Small broker-dealers seek legislative relief from annual audits
http://http//www.investmentnews.com/article/20180618/FREE/180619925/small-broker-dealers-seek-legislative-relief-from-annual-audits By Mark Schoeff Jr. Small broker-dealers are hoping bills introduced in the House and Senate will ease some of the costs of required annual audits. Under the legislation, small brokers would not have to hire an auditing firm registered…
